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Exploring emerging technologies through the lens of human rights law

Exploring emerging technologies through the lens of human rights law
05 September 2022

Authored by: Ben Howkins and Julie Vinders
Reviewed by: Corinna Pannofino and Anaïs Resseguier

News | 5 September 2022

Technological innovation can both enhance and disrupt society in various ways. It often raises complex legal questions regarding the suitability of existing laws to maximise the benefits to society, whilst mitigating potential negative consequences. Some emerging technologies even challenge us to rethink the ways in which our fundamental rights as human beings are protected by law.

For example, how do your rights as an individual stack up if your local environment is affected by climate engineering activities aimed at addressing global climate change? Or what would happen to the right to not self-incriminate if advanced neurotechnologies in the courtroom can provide insights into a defendant’s mental state? And how might digital extended reality (XR) affect online safety and the emerging rights to be online and to disconnect?

A human rights impact assessment

A recent study by the TechEthos project analysed international and European Union (EU) human rights law, including the International Bill of Human Rights, the European Convention on Human Rights (ECHR), and the Charter of Fundamental Rights of the EU (CFREU), in relation to climate engineering, neurotechnologies and digital extended reality (XR). While such legal frameworks do not explicitly mention climate engineering, many of the provisions contained therein are nonetheless likely to be directly applicable. By highlighting the potential for enhancements to and interferences with various human rights, the study essentially provides a human rights impact assessment of the three technology families. It identifies some gaps and legal uncertainties, which may give rise to the need for further legislation, or at least further legal clarification in the future.

Read more about the human rights law implications of Climate Engineering, Neurotechnologies and Digital Extended Reality.

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Key findings highlight implications of new and emerging technologies

Key findings highlight implications of new and emerging technologies
22 July 2022

Authored by: Cristina Paca
Reviewed by: Michael J. Bernstein and Anais Resseguier

News | 22 July 2022

New and emerging technologies may generate a range of socio-economic benefits and new opportunities. Nevertheless, their transformative potential also means that these technologies are likely to pose a number of challenging ethical and societal issues.

TechEthos chose as its focus three technology families that concern fundamental relationships between technology and the planet, the digital world, and the human body: Climate Engineering , Digital Extended Reality and Neurotechnologies.

Now at the halfway point of this three-year project, the TechEthos consortium is delighted to publish three sets of key findings that enhance our understanding of the implications of our three technology families. These results lay a strong foundation for our future efforts: to develop operational ethical guidelines or codes that bring ethical and societal values directly into the early stages of technology development.

Arriving at ethical values and principles

Ethics by design’ is at the core of the TechEthos approach to the ethics of new and emerging technologies. This approach involves the inclusion of a broad array of human and environmental values from the very beginning of the process of research and development of new technologies by designers, entrepreneurs, researchers, users and policy makers. A new TechEthos report identifies a range of fundamental values and principles associated with the technology families to inform the projects’ ‘ethics by design’ approach and key stakeholders.

Several different roads were taken by our research team to arrive to the values and principles of each technology family:

  • Looking at the specific techniques and devices that are characteristic of each technology family and questions they raise – for instance, Deep Brain Stimulation and Brain Computer Interfaces are both examples of Neurotechnologies techniques,
  • Considering the key applications of the technologies, in areas such as training and education, social relations, medicine and diagnostics, among others, and
  • Unravelling the arguments behind the core ethical dilemmas that have marked each technology family.

Visual aid describing the three roads to arrive at values and principles, as described in the bulletpoint list above

Three roads to arrive at values and principles. Illustration from the report ‘Analysis of Ethical Issues’.

Finally, for each value and principle identified and explained, the report outlines possible mitigating strategies and provides a set of questions that designers, policy makers and technology users might consider to reflect said values and principles.

Read the report

In the media

Media both reflect and shape public perceptions on technologies and, as such, give important indications of these perceptions. A media analysis was carried out by the TechEthos project team in 13 countries, focusing on news stories from key online news outlets published in 2020 and 2021 and using state-of-the-art computational tools.

The media analysis allowed us to take the pulse of the media landscape in these countries and understand which technology families, specific technologies and ethical, legal and social issues received more widespread media coverage, and the nature of that coverage. In a majority of countries, Digital Extended Reality was the most discussed in news stories, especially through the prism of Virtual Reality. There were exceptions, such as Germany and Austria, where Climate Engineering was a topical issue.

Word cloud on climate engineering news stories mentioning ethical, legal and social issues keywords, for Sweden. The top words in the cloud are 'vätgas' (hyrdrogen), 'koldioxid' (carbon dioxide), 'EU', 'utsläpp' (emission), 'klimatkrisen' (climate crisis), 'minska' (reduce). Illustration from the report ‘Results of media analysis’

Word cloud on climate engineering news stories mentioning ethical, legal and social issues keywords, for Sweden. The top words in the cloud are ‘vätgas’ (hyrdrogen), ‘koldioxid’ (carbon dioxide), ‘EU’, ‘utsläpp’ (emission), ‘klimatkrisen’ (climate crisis), ‘minska’ (reduce). Illustration from the report ‘Results of media analysis’

The report also revealed that media representations of technologies were often linked, for better or for worse, to notable individuals and their initiatives. This was, for example, the case for Neurotechnologies, wherein 35% of the stories collected referenced Elon Musk and his company, Neurolink.

Read the report

Legal issues in international & EU law

TechEthos has reviewed international and EU laws and policies for their relevance to our three technology families. While no comprehensive or dedicated laws were found to govern them, a number of legal frameworks do mark relevant obligations for nation states, as members of the international community or of the European Union, and give certain rights to private individuals.

To begin to identify the relevant legal issues, our research partners looked into a set of key questions – ‘What are the relevant objects?’, ‘What actions are done or not done?’, ‘Who is involved or impacted by the action?’ and ‘Where does the action take place?’.

Given the broad range of answers that each technology family implies, our recently published report touches on human rights law, rules on state responsibility, environmental law, climate law, space law, law of the seas, privacy and data protection law, consumer rights law, and the law related to artificial intelligence, digital services and data governance.

Private individuals and entities also face obligations from national legal frameworks in areas related to our three technology families. This is the subject of an upcoming report due later in 2022. The gaps and challenges in existing legal frameworks identified by this work will form the basis for our legal and policy recommendations which are expected in the final year of the project.

Read the report

What’s next?

The three sets of results, complemented by further insights from our ongoing societal engagement actions, lay the foundation for the second half of the project when TechEthos will work on enhancing ethical guidelines and codes for people working in research and development in the area of our three technology families. They provide not just the technical building blocks of this work but also widen our perspectives on the role and framing of those guidelines.

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A Science & Technology chat over coffee

A Science & Technology chat over coffee
07 July 2022

Authored by: Greta Alliaj
Reviewed by: Cristina Paca

News | 07 July 2022

Science Cafés are a popular format that has been used for the past decades to provide a forum for discussion of current scientific issues for anyone who is interested. They are not meant to solely promote science but also to discuss and question the principles and consequences of scientific research and innovation.

June 2022 saw the start of a series of Science Cafés in the six science engagement organisations involved in the TechEthos project. From June to September, they will engage with hundreds of citizens in Austria, Czech Republic, Romania, Serbia, Spain, and Sweden.

There is really only one main rule for science cafés: they are informative, informal and fun for all those involved, reaching the widest possible audiences. Citizens are invited to discuss new and emerging technologies – more specifically the technology families that the project is focusing on: Climate Engineering, Digital Extended Reality, Neurotechnologies – with scientists, innovators, engineers or civil society. Invited speakers will illustrate not just the state of technological capabilities but also ethical, societal, and legal challenges or discussions, including how these relate to their own work, bringing a local and topical angle to the themes that TechEthos is addressing. For the project, Science Cafés are crucial in building knowledge about our technology families and spark an interest in the local communities for other project activities.

Science cafés can take place in cafés but also other special venues such as museums, galleries, bookshops and bars.

On 1 June, Vetenskap & Allmänhet (Sweden) held its first TechEthos activity as part of an evening ‘Climate Bar’ event at the National Museum of Science and Technology in Stockholm. During this event, the audience had the opportunity to learn more and discuss about the implications of new climate engineering technologies. Three invited experts presented two types of climate engineering technologies – Bio Energy Carbon Capture and Storage (Bio-CCS) and Solar Radiation Management (SRM) and addressed related issues.

News | 07 July 2022
VA’s Science Café at the Swedish National Museum of Science and Technology in Stockholm on 1 June 2022.
University, Photo: Vetenskap & Allmänhet

On 21 June, Parque de las Ciencias (Spain) inaugurated the new edition of its Café en el Jardín series with an event on the ethical implications of neurotechnologies. Together with neurology experts from the University of Granada and the University of Malaga, the audience addressed topical issues like the hyper connectivity between humans and machines, the risks to freedom of thought and the implications of neural implants.

News | 07 July 2022
Parque de las Ciencias’ Café en el Jardin in Granada on 21 June 2022. Photo : Parque de las Ciencias Twitter post 21 June 2022

So, will you order some science with your coffee? Learn more about the science engagement organisations that are running the science café series.

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Joining forces with like-minded projects to address ethical and societal issues of new technologies

Joining forces with like-minded projects to address ethical and societal issues of new technologies
06 April 2022

Authored by: Lisa Tambornino (EUREC) and Mathijs Vleugel (ALLEA)
Reviewed by: Andrew Whittington-Davis and Corinna Pannofino

News | 25 June 2021

TechEthos has established a cluster of 16 EU-funded projects, creating a platform to exchange, collaborate and create synergies together. Some of the projects represented address ethical and societal challenges related to new and emerging technologies – such as TechEthos. Others are purely technical projects but also address ethical and societal challenges. On 4 March 2022, these 16 EU-funded projects came together for an online kick-off meeting. This first meeting allowed us to establish many overlaps particularly highlighting that almost all projects aimed to identify ethical and societal challenges, find legal gaps and develop strategies to close these gaps. Many of the projects want to improve the ethical and legal framework through recommendations, tools and guidelines for users, researchers, ethics bodies, policymakers and other stakeholders. The cluster will continue to intensify its collaboration and work together more concretely to avoid duplicating efforts ensuring the best work is produced from all projects. 

Which projects are involved in the cluster?

TechEthos is a Horizon 2020-funded project that addresses how to prioritise ethics and societal values in the development of new and emerging technologies, with a particular focus on three technology areas, namely Neurotechnologies, Climate Engineering and Digital Extended Reality (for more information click here).  

For the cluster, we invited projects that are funded by the EU and work either in the field of research ethics or responsible research and innovation (RRI) or work in some way on ethical and/or societal challenges present in one of the three TechEthos technologies. 

From the resulting cluster of 16 projects, five projects have a focus on research ethics and/or RRI in general, three projects carry out research in the field of neurotechnology, four in the field of digital augmented reality and four in the field of climate engineering (see figure).

To find out more about the projects involved click here. 

What is the future plan for the cluster

At the kick-off meeting, representatives of the 16 projects engaged in lively discussions, which will continue during an in-person meeting in Vienna on 23 May 2022. After that, the cluster aims to regularly exchange progress and ideas in online meetings and work on joint webinars and position papers. 

The cluster remains open to further projects. If your projects are interested in exchanging and collaborating with TechEthos and other EU-funded projects, please contact the Horizontal Coordination WP leader Lisa Tambornino (tambornino@eurecnet.eu). 

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Reviewing the horizon scan: Selecting the TechEthos technology portfolio

Reviewing the Horizon Scan: Selecting the Techethos Technology Portfolio
14 February 2022

Authored by: Eva Buchinger, Manuela Kienegger, Michael J. Bernstein, Austrian Institute of Technology; Andrea Porcari, Airi – Italian Association for Industrial Research
Reviewed by: Andrew Whittington-Davis and Nualo Polo

News | 14 February 2022

How we arrived at our portfolio of TechEthos technology families

In our recent article, we were excited to share the three potentially disruptive technologies with high socio-economic and ethical implications that have been chosen as the focus for the TechEthos project. Going forward, the TechEthos project will explore ways to develop ethics-by-design guidelines for these technology families in conversation with expert stakeholders, researchers, innovators, and members of the public. In this post, we present more detail on the methodology used to select these technologies – the horizon scan.

Horizon scan refers to the act of seeking out diverse sources of information about the short, medium, or long-term research, innovation, social, political, and economic developments. Our TechEthos horizon scan set out with the clear goal of developing a portfolio of three technology families. Specifically, we sought to identify potentially high socio-economic and ethically impactful technologies according to the following five impact assessment criteria selected by the project team:

  1.  Industrial and economic impact: the extent to which technologies enable novel applications with potentially significant impact on industry/economy.
  2.  Ethics impact: the extent to which technologies enhance or undermine fundamental societal principles and values (e.g., human rights).
  3.  Public impact: the extent to which technologies enable novel applications with potentially significant impact on the life of people and on broader societal trends.
  4.  Policy impact: the extent to which technologies are prioritised by policymakers at the regional, national, and international level.
  5.  Legal impact: the extent to which technologies challenge existing legal frameworks.

The Process

Using these criteriums as a guide, our horizon scan involved three selection steps to successively locate and refine technology families to form the basis of our TechEthos portfolio (see image below).

First, we cast a wide net in a desk-based document analysis to identify approximately 150 promising technology families. Our research team reviewed over 100 documents including authoritative technology assessments by governments, research organisations, think tanks, business organisations, and other key researcher and innovation actors. Through a series of iterative internal deliberations with our team of technical and social scientific experts—reviewing the impact assessment criteria above—we created a short-list of 16 technology families with high socio-economic impact.

In the second stage of the horizon scan, we reached out to external technical and social scientific experts through a survey and conducted an analysis of patent and industry involvement in technology family developments as indicators for industrial and economic impact. The survey drew upon research on the industrial research and development (R&D) strength (total number and year-over-year growth of patents) and prominence of each technology in EU R&D policy (number of EU projects funded and year-over-year growth in the number of projects funded). The online survey was designed to gather opinions of external experts representing various stakeholder groups (such as academic & industrial researchers, ethics bodies, policymakers, funding organizations).  Feedback from the 77 survey respondents largely certified the 16 technology families as having a high to very high social, economic and ethical impact and was used to prioritise them.

In the third and final stage of selection, we combined internal and external expertise to discuss a pre-selected set of five technology families. Our preselection resulted from a review of all the data acquired in light of our project goal: to generate ethical guidelines for high-impact social and economic technology families.

Taking the resulting five pre-selected technologies (Environmental and climate, Data processing, Cognitive technologies, Artificial human & neurotechnologies, and Mobility technologies) we conducted a participatory workshop with project members, advisory board members, and external experts to arrive at our final selection. During the workshop, through a series of ‘World Cafe’ rounds, we refined the pre-selected technology families by discussing:

  1.  The granularity of the technology family (specific enough? too broad?)
  2.  Different reasons why a particular refinement of the technology family would be suitable for the TechEthos project (i.e., if the revised composition or definition of the technology family would enhance its viability as subject of subsequent research by the project).

In the final portion of the selection workshop, participants identified three technology families. Each participant was first asked to come up with a combination of technology families of their own, and then add, combine and later vote on other possible portfolios. Participants justified their selections and votes according to the criteria:

  1.  European commission interest/ political priorities;
  2.  Potential TechEthos added value;
  3.  Scientific/intellectual interest;
  4.  Time horizon (short to long term with at least one specific technology within the family close to the market).

In the days following the workshop, the project team met to synthesise the workshop outcomes and to propose the set of high socio-economic impact technology families.

The result

Going forward, TechEthos will focus and explore technologies interacting with the planet, the digital world, and the human body. Specifically, TechEthos will develop ethics guidelines and supportive materials for climate engineering technologies, digital extended reality technologies, and neurotechnologies .

For further reading on the Horizon Scan methodology, please visit our resource on the assessment and final selection of technologies.

To learn more about TechEthos follow the project on Twitter and LinkedIn,  and sign up to the project newsletter. By joining the online community, you will be first in line to discover the technologies the project selects as the focus of its work and contribute to shaping the technologies of the future.

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Introducing the TechEthos technology families

Introducing the TechEthos Technology families
21 December 2021

Authored by: Andrea Porcari, Gustavo Gonzalez, Daniela Pimponi
Reviewed by: Andrew Whittington-Davis and Nuala Polo

News | 21 December 2021

Based on a wide-ranging horizon scanning of new and emerging technologies, TechEthos selected three families of technologies that are expected to have disruptive socio-economic and ethical implications: Climate Engineering, Extended Digital Reality, and Neurotechnologies. TechEthos will use them as models to explore the interaction of technologies with the planet, the digital world, and the human body to develop operative ethics-by-design guidelines for researchers and innovators. 

New and emerging technologies are changing all aspects of our lives, from our habits, to how we live, take care and cure ourselves, how we interact and communicate with others, and how society is organised and developed. These revolutionary technologies can bring benefits, but at the same time, raise new risks and concerns. How can we guarantee that these technologies will not adversely surprise us in a few years? What regulates the development of new and emerging technologies and their applications? At TechEthos, our focus is to address such questions by developing ethics-by-design guidelines that will ensure that ethical principles and values are embedded during the design and development of new and emerging technologies because, after all, anticipating such risks and concerns can help avoid or mitigate future undesirable outcomes. 

Our selection process

The selection of these three technology families is based on a horizon scanning process carried out during the first phase of the TechEthos project. We systematically analysed and compared the findings of authoritative and up-to-date studies that address similar technological interests, allowing us to identify a set of new and emerging technologies with high socio-economic impact and significant ethical dimensions. This analysis also provided valuable insights that helped us identify criteria for defining and assessing the potential socio-economic impacts of these technologies, supported by expert consultations, online surveys, interviews, and workshops. From here, we were able to cluster technologies into a set of technology families, according to their shared functions, applications, time-to-market, economic, ethic, public, policy and legal impacts 

Our choice

The selected three technology families all have a high potential to cause disruption socio-economically and ethically and focus on overcoming existing social concerns. These points of contact were widely addressed and debated during the different steps of the TechEthos horizon scanning process. Such matters were mainly based on how new and emerging technologies can affect the use and access to natural resources, how they can be used to modify our atmosphere, how individuals might interact with and use cutting-edge digital technologies to alter their real-world environments, or how people can understand and modify brain functions through novel technological strategies. These and other considerations were the foundations on which TechEthos made its selection:  

    • Climate Engineering (also known as geoengineering) technologies can help mitigate anthropogenic climate change on a local and worldwide scale and detect and respond to global threats due to the climate crisis. They represent a group of technologies that can act on the Earth’s climate system by reducing greenhouse gases in the atmosphere and other anthropic emissions or directly change physical or chemical processes in the biosphere to achieve direct climate control. This technology family includes, for example, carbon capture, usage and storage (CCUS) technologies can help reduce cumulative anthropogenic carbon dioxide (CO2) emissions, which poses significant consequences to the planet’s temperature regulation. Solar geoengineering technologies are another example, raising the possibility of modifying the biosphere’s interaction with solar radiation by creating a dense cloud of particles in the stratosphere to reflect part of the solar radiation. Despite their high research and industrial relevance, key ethical concerns arise around these technologies: who can access these technologies? Will they have local or global effects, who will decide about their implementation, and what could be the environmental consequences of their applications?  
    • Digital Extended Reality technologies combine advanced computing systems (hardware and software) that can change how people connect with their surroundings through virtual (VR) and augmented (AR) and mixed (MR) realities. Through these immersive technologies, people can access virtual worlds remotely from any place and interact through digital avatars. Connecting people worldwide can be beneficial; for example, to train employees and provide new services to customers, or universities and schools can use this technology for educational purposes. However, many questions circle around this technology family: will they monitor our behaviour in such virtual environments? Will they be safe? Who will have access to it? Digital Extended Reality also includes AI-based technologies focused on recognising, processing and emulating human cognitive functions (e.g., voice, gesture, movement, emotions, psychological dispositions) and how these can be used to replace, nudge and influence human actions. For example, Natural Language Processing (NLP) algorithm is used to process and analyse vast quantities of human language information (e.g., voice, text, emotional data) to profile people and create targeted online advertising. This algorithm profiling could use personal and non-explicitly authorised data from users (e.g., from social networks), and people might be persuaded to avoid acting freely on the internet not to be negatively categorised, a phenomenon known as the “chilling” effect. NLP can be used to imitate human interaction, and for example, could even imitate deceased people virtually. Other examples of ethical repercussions of digital extended reality technologies include monitoring and surveillance, privacy, security, and sensible data management. 


    • Neurotechnologies represent a group of technologies used for directly monitoring, assessing, mediating, manipulating, and emulating the human brain’s structure, functions, and capabilities. These technologies offer possibilities to improve health and well-being. They are expected to change existing medical practices and redefine clinical and non-clinical monitoring and interventions. For example, patients with degenerative motor conditions can be treated efficiently using neuro-devices, enabling neuron regeneration by stimulating certain brain zones and helping them overcome such critical situations. Such neuro-devices are still an object of research for treating Parkinson’s, patients who have suffered a stroke, Alzheimer’s disease, severe trauma, and other ailments. Nevertheless, neurotechnologies raise concerns about personal data privacy management, integrity and responsibility, access to these systems, and potential off-label and misuse of such technologies.  

    Following the TechEthos horizon scanning and technology selection, the next step will be to perform an in-depth analysis of the ethical, policy, and legal implications and obtain a deep societal understanding of the perception of these technologies families from researchers, industry actors, policymakers, and citizens. This analysis will inform the development of ethical and legal frameworks and support the creation of operational guidelines to assist the research community in integrating ethical concerns and societal values into research protocols and technology design and development. 

    To learn more about TechEthos follow the project on Twitter and LinkedIn,  and sign up to the project newsletter. By joining the online community, you will be first in line to discover the technologies the project selects as the focus of its work and contribute to shaping the technologies of the future.

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    Spotlight on Research Ethics and Research Integrity for sustainable innovation

    Spotlight on Research Ethics and Research Integrity for Sustainable Innovation
    21 October 2021

    Authored by: Maura Hiney, ALLEA Permanent Working Group Science and Ethics
    Reviewed by: Camilla Leathem and Andrew Whittington-Davis

    News | 21 October 2021

    Research Ethics (RE) and Research Integrity (RI)

    Ethics requires researchers to pay attention to and consider the potential effects of their research – both positive and negative – on research subjects and wider society, and to always strive to minimise any harmful effects. In research ethics, conflicts of values and interests between stakeholders (other researchers, users of the outputs, research subjects, society, future generations) are identified, solutions to these conflicts are sought, and the balance between harm and benefit is carefully weighed up in favour of benefit. Ensuring strong ethical values serves to make research trustworthy, reproducible and sustainable.

    Research ethics sits within the broader ethos of research integrity, which aims to provide a comprehensive framework for researchers on how to carry out their work within accepted ethical frameworks whilst following good research practice. In the end research ethics and integrity should not only be a way to protect and be in concord with society, it should also be seen as the foundation of excellence in research and innovation. These ideas and practices are vital, especially with the availability of new forms of data, more advanced data acquisition tools, and the creation of new, and emerging technologies that have the capacity to cause significant economic and societal impact. This puts further pressure on this balancing act between harm and benefit, and in the absence of clear guidelines, risks pushing the pendulum more towards harm. This is why TechEthos aims to bring research ethics and integrity solutions to the forefront of technology innovation, making sure benefit is continually favoured.

    RE and RI in the field of new and emerging technologies

    European Code of Conduct for Research Integrity

    ALLEA, the European Federation of Academies of Sciences and Humanities, has been a long-standing voice in the fields of research ethics and research integrity through its Permanent Working Group Science and Ethics, which has covered a wide range of issues relating to research ethics and integrity. This includes the development of the European Code of Conduct for Research Integrity in 2017, issued by ALLEA and recognised by the European Commission as the reference document for research integrity for all EU-funded research projects and a model for organisations and researchers across Europe.  One of the main motivations for developing the European Code of Conduct was ALLEA’s recognition that the world of science has changed enormously over the past two decades, and that the ethical and research integrity approaches to new and emerging technologies are not yet fully understood in terms of their potential impacts on society and the economy. This poses challenges for the research community, funders and policymakers in terms of ensuring continued good research practice and strong ethical foundations for these advances.

    Resources in the current RE + RI landscape

    Europe has many existing ethics codes and guidelines to protect research subjects and broader society from any detrimental effects of research, and these have served us well. However, the radical nature of many technological innovations creates new ethical dilemmas about, for example, the very nature of being human, the potential to create fundamental societal inequalities and injustices, to make irreversible changes to the physical and cultural environment, breach basic privacy principles, impact on human freedom and autonomy, and open the door to potentially harmful misuse of new technologies. As a result, our current ethics codes are inadequate to deal with these challenges and this creates a gap in both understanding of and protection from the potential consequences of unchecked innovation. We urgently need new guidelines for the research and innovation community that can future-proof existing ethics and integrity principles and practices.

    TechEthos RE + RI solutions

    TechEthos will tackle this need for new guidelines by bringing ethical and societal values into the design and development of new and emerging technologies from the very beginning of the process. Such ‘ethics by design’ will allow for new, usable guidelines for the research community. In the end, the project will be developing guidelines for 3 exemplary new and emerging technologies across different domains. TechEthos will explore the ethical implications and potential consequences of several domains of knowledge advancement for which new codes and guidelines will be required. These can then become key supports to the European Code of Conduct and ensure that researchers have the best possible guidance on how to contribute their skills to the advancement of knowledge in a safe, considered and equitable way.

    As a partner in the TechEthos project, ALLEA will contribute to enhancing existing legal and ethical frameworks by ensuring that TechEthos outputs are in line with The European Code of Conduct for Research Integrity, and identifying opportunities to borrow from TechEthos to inform future revisions of the Code. Linking new ethics guidelines to the European Code of Conduct will provide a common framework from which national and local codes and policies can be developed or updated to reflect current challenges. This will be important in ensuring consistency at a high level and promoting a common understanding of what constitutes good and ethical practice in research. This will not only benefit the research community but also enhance public trust in future research outputs.

    To learn more about TechEthos follow the project on Twitter and LinkedIn, and sign up to the project newsletter. By joining the online community, you will be first in line to discover the technologies the project selects as the focus of its work and contribute to shaping the technologies of the future.

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    Adopting Ethics by Design: Lessons from the SIENNA Project

    Adopting Ethics by Design: Lessons from the SIENNA Project
    25 June 2021

    Authored by: Nuala Polo
    Reviewed by: Andrew Whittington-Davis and Cristina Paca

    News | 25 June 2021

    Technological developments and breakthroughs can bring spectacular changes to society. Ongoing research has identified many technologies that will grow and revolutionise human life, for example, technologies in the field of virtual reality, autonomous systems, human enhancement and geo-engineering technologies. However, such technologies may have significant ethical and social implications, particularly for marginalised and vulnerable populations. To maximise the benefits of new and emerging technologies it is essential to prioritise ethics and societal values from the conception to the implementation and use of these systems.

    TechEthos aims to fill that role by integrating ethics and social values in the design and development of new and emerging technologies with high socioeconomic impact by developing an Ethics by Design methodology. Ethics by Design is an approach for ensuring that a technology or system is aligned with ethical values and principles. Ethical problems in new and emerging technologies, for example, Artificial Intelligence (AI), have often been detected after the system has already been deployed. The Ethics by Design approach aims to include ethical principles in the design and development processes of technological systems in order to prevent ethical issues from arising in the first place, rather than trying to fix them after the damage has been done.

    TechEthos is not starting from scratch here, work in this area has already been materialising for sometime now with the consolidation of a recent ethics framework proposed by the Eu-funded Horizon 2020 (H2020) SIENNA project. TechEthos will look to draw from the SIENNA’s framework and findings, providing a strong foundational starting base this article presents the SIENNA project in light of this, introducing the Ethics by Design methodology, and discusses the next steps for TechEthos in adopting and adapting Ethics by Design in the context of the project’s selected technology families.

    The SIENNA Project

    SIENNA, which recently ended in March 2021, worked to prioritise ethics in the design and development of three new and emerging technology areas: AI and robotics, genomics, and human enhancement. SIENNA developed a series of ethical frameworks and recommendations for policy makers, as well as ethics codes and guidelines for researchers and technology developers to ensure the ethical governance of these technologies. One key output from the SIENNA project that is particularly important for TechEthos, is SIENNA’s comprehensive methodology for Ethics by Design for Artificial Intelligence and Robotics.

    This methodology includes:

    1. Identifying ethical values that should be prioritised in the context of AI and robotics, for example, fairness and transparency.
    2. Developing “ethical requisites”, which are the conditions that a system must meet to achieve its goals ethically. Ethical requisites may be met in many ways; through functionality, in data structures, in the process by which the system is constructed, and so forth. For example, in the context of AI and robotics, one way the value of fairness can be met as an ethical requisite is to require that a system does not exhibit racial bias. While many ethical requisites are aspects of the system itself, some are concerned with the way in which the system is developed. For example, the value of transparency requires that developers can explain how they tested for and removed bias from a dataset.
    3. Deriving ethical guidelines to follow at different stages of the design, development and deployment of the system. These guidelines are concrete tasks which must be performed in order to achieve the ethical requisites.

    Adopting an Ethics by Design approach in the TechEthos project

    TechEthos will carry forward the work begun in the SIENNA project, building upon its Ethics by Design methodology. In the context of the project’s selected technologies, TechEthos will apply SIENNA’s Ethics by Design approach: identifying relevant ethical values, developing ethical requisites and deriving a set of action-oriented operational ethics guidelines that support the work of the research community, research ethics committees and integrity bodies.

    TechEthos embraces the challenge of making ethics operational by ensuring that ethical and societal values can be translated into actionable guidelines to support research and innovation, and lead to behavioural change and awareness in the scientific and technological innovation communities and society more generally, by co-creating and cooperating with them.

    To learn more about TechEthos follow the project on Twitter and LinkedIn,  and sign up to the project newsletter. By joining the online community, you will be first in line to discover the technologies the project selects as the focus of its work and contribute to shaping the technologies of the future.

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    A foundation for effective ethics governance

    A foundation for effective ethics governance
    28 June 2021

    Authored by: Andrew Whittington-Davis, in dialogue with Lisa Diependaele
    Reviewed by: Nuala Polo

    News | 28 June 2021

    TechEthos caught up with Lisa Diependaele, Policy Officer at the European Commission, to understand the European Commission’s vision in the field of the ethics of new and emerging technologies and the role we can play.

    TechEthos: Could you first introduce yourself and your work for our audience?
    Lisa: I am a Policy Officer in the Unit Research Ethics & Integrity of the European Commission’s Directorate-General for Research and Innovation and through that my work focuses on medical ethics and ethics surrounding new and emerging technologies within a research context. Prior to joining the Commission in 2020, I was a postdoctoral researcher and assistant academic staff member at Ghent University where my research involved ethical issues relating to the protection of pharmaceuticals through patents, data exclusivity and trade secrets, and issues pertaining to the use of algorithms in the context of clinical research. As you can see, this really set me up for my role within the Commission.  I serve as Policy Officer for the TechEthos project.

    TechEthos: What is the vision of the European Commssion in the field of the ethics of new and emerging technologies?
    Lisa: Ethics and integrity in research are key components of and a prerequisite for achieving excellence in research and innovation. For new and emerging technologies with high socio-economic impact especially, the EU aims to reconcile their development and deployment with the reduction of socio-economic inequalities including, in health treatment, social status and social inclusion and gender equality.

    TechEthos: What do you feel are some of the biggest challenges for this field?
    Lisa: The challenges we face here is not complicated, but complex. Due to the diversity of unknowns and interrelated factors, no fixed sequence of steps can be determined that will bring us the solution. For me, one of the big challenges is to work out clear practical guidance. Once we have a clear picture of what the potential ethical issues and risks are, defining how they must be addressed and by whom, is more difficult. It is mainly on this point that opinions diverge. Another challenge is the increasing internationalisation and interdisciplinarity of research. This requires the development of international and cross-disciplinary terminology to talk about and address ethical issues and risks. Collaboration is key here in addressing present and future ethical risks and issues.

    TechEthos: What aspect are you most looking forward to seeing in TechEthos and why?
    Lisa: For TechEthos, I am looking forward to seeing the process and the results of the horizon scan: what are the technologies that will shape our future? But this is only the first step in what is to be an exciting journey: from the ethical analysis of the selected technologies, finding new insights, and together with experts and stakeholders work towards concrete steps to embed ethics in the research and development process of these technologies.

    TechEthos: Why are projects like TechEthos necessary?
    Lisa: We know that with technological progress we can transform society as a whole. For the uncertainties and risks, these technologies bring, however, we have to ensure that their development, from the very beginning, is tied to the realization of our values. TechEthos can be a key component of that endeavour: to create awareness, but most of all to enable researchers to embed ethics in research design and practice (ethics by design) – allowing ethics to be a research enhancer rather than red tape.

    For EU policymaking, it is pivotal that new and emerging technologies are thoroughly analysed from an ethical perspective, and that frameworks of ethical governance are developed. Projects like TechEthos, in close cooperation and co-creation with relevant stakeholders, the research community and the broader public, can provide a foundation for the effective ethics governance of these technologies and ensure these technologies unequivocally contribute to human wellbeing.

    TechEthos: What other initiatives of the Commission would you highlight in the quest to make sure new technologies are ethically designed for the future?
    Lisa: It is the key goal of the Commission to ensure that ethics and research integrity are fully integrated into research, as these are a prerequisite for research excellence and a critical factor in achieving socially relevant impact. To achieve this, Horizon Europe reinforces the development of dedicated training and education material and operational procedures for research institutions and ethics/integrity bodies. For AI, for example, operational guidelines for implementing ‘Ethics by Design and Ethics of Use Approaches for AI’ will be introduced, covering both the development and the deployment of AI-based systems. Other important initiatives are the Digital Education Action Plan (2021-2027), and of course a Proposal for Regulation, laying down harmonised rules on artificial intelligence (Artificial Intelligence Act).

    TechEthos: Anything else to add?
    Lisa: We know that integrating ethical reflection from the very beginning of the design process is pivotal in helping us to reach satisfying outcomes. However, I want to highlight that ethical reflection will not always result in answers, but it will act as a method to engage and create inclusive and continuous deliberation. Ethical reflection is about the willingness to adapt, to improve, to do better, to improve people’s lives and maximally protect their rights and interests. I think in a way we can say that adopting a critical approach, looking into the ethical challenges and risks in fact makes us optimists: it stems from a belief that we can and must achieve the best possible results.

    Image credit: Ernesto Velázquez, Unsplash

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