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Suggestions for the revision of existing operational guidelines for emerging technologies

Publication
Suggestions for the revision of existing operational guidelines for climate engineering, neurotechnologies, and digital XR technologies

Deliverable | 20 July 2023

In short

This report scrutinizes current ethical guidelines for three new and emerging technologies (Climate Engineering Technologies, Digital Extended Reality, and Neurotechnologies) and proposes targeted improvements – based on the technology functions, applications, and socio-economic impacts.

The document proposes a series of key recommendations that can be used for proposed improvements to guidelines.

  • Bespoke Governance: Establish relevant administrative bodies for guideline application, with training and support.
  • Diverse Stakeholder Participation: Facilitate engagement across stakeholders, fostering co-creation and co-decision making.
  • Impact Testing: Assess guideline efficacy with real-world examples to ensure practical outcomes.
  • Inter-Sector Skills Exchange: Institutionalize collaboration between technology providers and policymakers.
  • Responsibility to the Future: Prioritize responsible forecasting, ethical defensibility, and sustainability.
  • Social and Communicative Awareness: Cultivate social awareness among developers, enhancing accessibility and feedback.

Find out more about each recommendation by downloading the policy brief below.

Author

Sara Cannizzaro (DMU), Laurence Brooks (DMU), Kathleen Richardson (DMU), Nitika Bhalla (DMU), Bennet Francis (UT), Dominic Lenzi (UT)

Date of publication

30 September 2023

Status

Draft version submitted to the European Commission for review

Cite this resource

Cannizzaro, S., Bhalla, N., Brooks, L., Richardson, K., Francis, B. and Lenzi, D. (2023), TechEthos Deliverable D5.3: Suggestions for the revision of existing operational guidelines for climate engineering, neurotechnologies and digital XR technologies. Available at www.techethos.eu

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Manuscript for an Article Outlining the Refine and Revised Methodology

Deliverable
Societal Readiness Manuscript for an Article Outlining the Refined and Revised Methodology

Deliverable | 28 October 2023

In short

This report presents a manuscript detailing the revised ‘TechEthos’ Anticipatory Ethics Model (TEAeM) – useful for researchers, analysts, and policy-makers wanting to assess the ethical issues of emerging technologies and mitigate these risks.

The paper examines the concept of ethics of emerging technologies based on the analysis of a number of key ethical frameworks. Since all these approaches lacked some elements, this paper attempts to improve the ethical analysis with the integration of policy and empirical content, and therefore shape the TEAeM framework – based on the analysis of the three emerging technology families in focus.

Authors

Brooks L, Bhalla N, Cannizzaro S, and Richardson K.

Date of publication

30 August 2023

Status

Draft version submitted to the European Commission for review

Cite this resource

Brooks, L., Bhalla, N., Cannizzaro, S., and Richardson, K., (2023). Manuscript for an article outlining the refined and revised methodology. TechEthos Project Deliverable 2.3. Available at: www.techethos.eu.

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Enhancement of ethical frameworks and outline of detailed ethics framework

Deliverable

Enhancement of ethical frameworks and outline of detailed ethics framework

In short

This report outlines the enhanced ethical framework, known as the ‘TechEthos Anticipatory ethics Matrix’ (TEAeM). TEAeM offers a systematic approach for researchers, academics, and policy makers to assess and address ethical concerns related to emerging technologies by combining empirical studies from the TechEthos methodology.

The methodology for ethical framework development is discussed, outlining the ethical frameworks to be considered for enhancement. Next the ethical frameworks are selected to be enhanced for emerging technologies following an ATE approach, Future Studies approach, and an Ethical Impact Assessment (EIA). Lastly, the framework that supports the ethical governance of new technologies is presented.

Author

Nitika Bhalla (DMU), Sara Cannizzaro (DMU) Kathleen Richardson (DMU), Laurence Brooks (Sheffield/DMU)

Date of publication

30 June 2023

Status

Draft version submitted to the European Commission for review

Cite this resource

Bhalla, N., Cannizzaro, S., Richardson, K., and Brooks, L., (2023), TechEthos Deliverable D5.1: Enhancement of Ethical Frameworks and Outline of Detailed Ethics Framework. Available at: www.techethos.eu

Deliverable | 30 June 202

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Multi-stakeholder evolution of TechEthos scenarios

Deliverable
Multi-stakeholder evolution of TechEthos scenarios on ethical issues in climate engineering, digital extended reality and neurotechnologies

Publication | 26 May 2023

In short

In this report, scenarios are used to explore ethical implications of emerging technologies, engaging stakeholders’ awareness and values. The report outlines a multi-stage, multi-stakeholder methodology applied in climate engineering, digital extended reality, and neurotechnologies. Scenarios stimulate reflections, while experts and citizens contribute their perspectives. Three stages involve scenario creation, expert enrichment, and citizen enrichment via game-based methodology and workshops. Findings are categorized by STEEPV dimensions, guiding ethical guidelines for each technology family. Addressing equity, reliability, and environmental sustainability, the report adds to the empirical study of ethical concerns at the intersection of foresight and ethical assessment of emerging technologies.

Authors

Eva Buchinger, Wenzel Mehnert, Alexandra Csábi, Masafumi Nishi, Michael J. Bernstein (AIT), Gustavo Gonzales, Andrea Porcari (AIRI), Alexei Grinbaum, Laurynas Adomaitis (CEA), Dominic Lenzi (UT), Stephen Rainey, Steven Umbrello, Pieter Vermaas (TUD), Cristina Paca, Greta Alliaj, Andrew Whittington-Davis (ECSITE) 

Date of publication

26 May 2023

Status

Final version submitted to the European Commission for review as D3.1

Cite this resource

Buchinger E, Mehnert W, Csabi A, Nishi M, Bernstein MJ, Gonzales G, Porcari A, Grinbaum A, Adomaitis L, Lenzi D, Rainey S, Umbrello S, Vermaas P, Paca C, Alliaj G, Whittington-Davis A (2023). D3.1 Evolution of advanced TechEthos scenarios. TechEthos Project Deliverable to the European Commission. Available at: www.techethos.eu

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Enhancing legal frameworks at the national and international level

Deliverable

Enhancing legal frameworks at the national and international level

Publication | 30 July 2022

In short

Recommendations for enhancing national and international legal frameworks are provided in this report. The regulatory challenges discussed were identified through the TechEthos legal analysis of international and European Union (EU) law, as well as national legal case studies. The report aims to inform policymakers at the international level, such as the United Nations (UN), and national governments on necessary changes in existing legal frameworks.

The recommendations are based on legal principles, ethical considerations, and input from TechEthos consortium partners and the Advisory and Impact Board (ADIM Board). The report also outlines the conditions required for implementing the suggested changes.

Author

Julie Vinders, Trilateral Research (TRI)

Date of publication

29 June 2023

Status

Draft version submitted to the European Commission for review

Cite this resource

Vinders, J. (2023). Enhancing legal frameworks at the national and international level. Deliverable 5.2 for the European Commission. TechEthos Project Deliverable. Available at: www.techethos.eu

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Enhancing EU legal frameworks for neurotechnologies

Policy brief
Enhancing EU legal frameworks for Neurotechnologies

Policy brief | 28 February 2023

In short

Neurotechnologies refers to devices and procedures used to access, monitor, investigate, assess, manipulate, and/or emulate the structure and function of the neural systems of natural persons.

This policy brief sets out recommendations based on the regulatory priorities related to neurotechnologies that were identified in our analysis of EU laws and policies. We address them to EU policymakers and officials involved in the preparation of legislative or policy initiatives related to neurotechnologies, medical devices, dual-use items, privacy and data protection, and AI systems.

To protect and uphold ethical, legal and fundamental rights considerations in the development and deployment of neurotechnologies, TechEthos encourages policy makers to:

  • Recognise and define neurorights within the EU’s existing fundamental rights frameworks;
  • Clarify the legal status of brain and other neural data under the General Data Protection Regulation (GDPR);
  • Address justice, equality and discrimination gaps in neurotechnology applications and use cases;
  • Monitor and evaluate the adequacy of existing regulatory frameworks governing emerging use cases of neurotechnologies, such as consumer and dual-use applications;
  • Consider the appropriate types of legal or policy instruments for the regulation of neurotechnologies in the EU;
  • Clarify the regulation of Artificial Intelligence (AI)-based neurotechnologies and consider specific use cases in the classification of neurotechnologies under the proposed AI Act.

Find out more about each recommendation by downloading the policy brief below.

Author

Julie Vinders, Trilateral Research (TRI), Ben Howkins, TRI.

Date of publication

28 February 2023

Cite this resource

Vinders, J., Howkins, B. (2023). Enhancing EU legal frameworks for Neurotechnologies. Extract from Deliverable 6.2 for the European Commission. TechEthos Project Deliverable. Available at: www.techethos.eu

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Enhancing EU legal frameworks for Digital Extended Reality

Policy brief
Enhancing EU legal frameworks for Digital Extended Reality

Policy brief | 28 February 2023

In short

Digital Extended Reality (XR) technologies technologies combine advanced computing systems (hardware and software) that can change how people connect with each other and their surroundings and influence or manipulate human actions through interactions with virtual environments.

This policy brief sets out recommendations based on the regulatory priorities – including privacy and data protection, the regulation of AI and harmful online content, freedom of expression, non-discrimination, and the protection of special categories of persons, especially children – identified in our analysis of EU laws and policies. We address them to EU policymakers and officials involved in the preparation of legislative or policy initiatives related to XR, virtual reality (VR), augmented reality (AR), mixed reality (MR), the metaverse, natural language processing (NLP), privacy and data protection, and AI systems.

To protect and uphold ethical, legal and fundamental rights and sustainability considerations in the development and deployment of XR, TechEthos encourages policy makers to:

  • Promote EU fundamental rights and encourage the adoption of ethics-by-design approaches;
  • Broaden the scope of Article 9 of the General Data Protection Regulation (GDPR) by removing the purpose requirement for biometric data to be classified as special category personal data;
  • Develop appropriate instruments to tackle and regulate harmful online content in XR technologies;
  • Consider specific use cases in the classification of XR technologies under the proposed Artificial Intelligence (AI) Act;
  • Promote the effective enforcement, monitoring and compliance with EU laws related to XR technologies, such as the GDPR, Digital Services Act (DSA), Digital Markets Act (DMA) and the proposed AI Act.

Find out more about each recommendation by downloading the policy brief below.

Author

Julie Vinders, Trilateral Research (TRI), Ben Howkins, TRI.

Date of publication

28 February 2023

Cite this resource

Vinders, J., Howkins, B. (2023). Enhancing EU legal frameworks for Digital Extended Reality. Extract from Deliverable 6.2 for the European Commission. TechEthos Project Deliverable. Available at: www.techethos.eu

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Enhancing EU legal frameworks for Solar Radiation Modification

Policy brief
Enhancing EU legal frameworks for Solar Radiation Modification

Policy brief | 28 February 2023

In short

Solar Radiation Modification (SRM) refers to a type of climate engineering technique that aims to reflect sunlight and heat back into space to reduce warming.

This policy brief sets out recommendations based on the regulatory challenges related to SRM that were identified in our analysis of EU laws and policies. We address them to EU policymakers and officials involved in the preparation of legislative or policy initiatives related to climate action, climate technologies, climate engineering, geoengineering, and SRM specifically.

To protect and uphold ethical, fundamental rights and sustainability considerations in the research and development of SRM, TechEthos encourages policy makers to:

  • Clarify the definition and various types of research activities that constitute SRM research;
  • Determine the conditions under which – if any – research into various types of SRM may be conducted;
  • Clarify the role – if any – of various types of SRM in alleviating the impacts of climate change;
  • Evaluate the effects of SRM research activities on EU fundamental rights and principles;
  • Collaborate internationally and evaluate existing international governance regimes

Find out more about each recommendation by downloading the policy brief below.

Author

Julie Vinders, Trilateral Research (TRI), Ben Howkins, TRI.

Date of publication

28 February 2023

Cite this resource

Vinders, J., Howkins, B. (2023). Enhancing EU legal frameworks for Solar Radiation Modification. Extract from Deliverable 6.2 for the European Commission. TechEthos Project Deliverable. Available at: www.techethos.eu

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Enhancing EU legal frameworks for Carbon Dioxide Removal

Policy brief
Enhancing EU legal frameworks for Carbon Dioxide Removal

Publication | 28 February 2023

In short

Carbon Dioxide Removal (CDR) is a type of climate engineering technique, also known as “negative emissions techniques”, that removes atmospheric CO2 and stores it in geological, terrestrial, or oceanic reservoirs.

This policy brief sets out recommendations based on the regulatory challenges related to CDR that were identified in our analysis of EU laws and policies. We address them to EU policymakers and officials involved in the preparation of legislative or policy initiatives related to climate action, climate technologies, climate engineering, geoengineering, carbon removal, and CDR specifically.

To protect and uphold ethical, fundamental rights and sustainability considerations in the research, development and deployment of CDR, TechEthos encourages policy makers to:

  • Clarify the EU’s terminology and rationale for the use of terms, including climate engineering, geoengineering, carbon removal and CDR, and pursue the harmonisation of terms to bring them in line with the terminology of the Intergovernmental Panel on Climate Change (IPCC);
  • Clarify what role – if any – CDR has to play in meeting the EU’s legally binding target of net-zero by 2050;
  • Explicitly incorporate EU fundamental rights into policies and decision-making processes governing CDR techniques in the EU;
  • Clarify the legal status of carbon removals and recognise them as distinct from emission reductions;
  • Define the sustainability requirements for CDR, particularly those in the context of the Sustainable Development Goals (SDGs), the EU Taxonomy Regulation, and the Carbon Removal Certification Framework (CRCF) initiative;
  • Pursue greater international collaboration in relation to CDR to promote the standardisation of removal accounting to avoid double counting, and the enforcement of such standards;
  • Review the adequacy of environmental liability regimes in relation to CDR activities in the EU, including research and deployment.

Find out more about each recommendation by downloading the policy brief below.

Author

Julie Vinders, Trilateral Research (TRI), Ben Howkins, TRI.

Date of publication

28 February 2023

Cite this resource

Vinders, J., Howkins, B. (2023). Enhancing EU legal frameworks for Carbon Dioxide Removal. Extract from Deliverable 6.2 for the European Commission. TechEthos Project Deliverable. Available at: www.techethos.eu

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Enhancing EU law on emerging technologies

Publication
Enhancing EU law on emerging technologies: Our recommendations

Publication | 28 February 2023

In short

This report presents a series of policy briefs which offer recommendations to policymakers at the EU level to enhance legal frameworks for the governance of climate engineering (Carbon Dioxide Removal – CDR – and Solar Radiation Modification – SRM), neurotechnologies and digital extended reality (XR).

The recommendations are based on the legal and policy analysis of TechEthos: an in-depth look at international and EU law and policy and a series of national legal case studies. These findings were discussed and validated through consultation meetings with 14 policymakers at the European Commission.

Authors

Julie Vinders, Trilateral Research (TRI), Ben Howkins, TRI

Date of publication

28 February 2023

Status

Draft version submitted to the European Commission for review

Cite this resource

Vinders, J., Howkins, B. (2023). Policy briefs on enhancing EU legal frameworks. Deliverable 6.2 for the European Commission. TechEthos Project Deliverable. Available at: www.techethos.eu

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